|
RANK
|
FIRM
WEBSITE
|
ADDRESS PHONE
|
SENIOR
EXECUTIVES
|
AUM
OREGON / WORLDWIDE
|
OREGON CFPs / EMPLOYEES
|
SPECIALTIES
|
MIN. ACCT SIZE /
YEAR EST.
|
|
1
|
StanCorp Investment Advisers
|
1100 S.W. Sixth Ave.
|
Kim W. Ledbetter
|
$4.9b
|
2
|
Institutional fixed income management and private client
comprehensive financial planning and investment management
|
$100k
|
|
|
stancorpadvisers.com
|
Portland 97204 800.378.5742
|
Julie Grandstaff
|
$5.2b
|
14
|
2000
|
|
|
|
|
|
1
|
Wells Fargo
|
1300 S.W. Fifth Ave. , 18th Floor
|
Jeff Grubb
|
$4.9b
|
12
|
Full-service and online brokerage, wealth planning, equity
research, portfolio management, investment consulting,
trust, private banking and insurance
|
$250k
|
|
|
wellsfargo.com
|
Portland 97201 503.886.2377
|
April Sanderson
|
$227.0b
|
160
|
1852
|
|
|
|
|
|
3
|
U.S. Bank Private Client Group
|
111 S.W. Fifth Ave., Ste. 600
|
Ted Austin
|
$4.1b
|
7
|
Customized personal trust and investment management
strategies to help preserve and enhance wealth
|
$500k
|
|
|
privateclientgroup.usbank.com
|
Portland 97204 503.275.6588
|
Mike Baele
|
$219.0b
|
72
|
1919
|
|
|
|
|
|
4
|
Becker Capital Management
|
1211 S.W. Fifth Ave., Ste. 2185
|
Janeen S. McAninch
|
$2.0b
|
1
|
Asset mgmt. for individuals and institutions; large-, mid-
and small-cap, balanced and fixed-income strategies via
sep. accounts and no-load mutual funds
|
$1m
|
|
|
beckercap.com
|
Portland 97204 503.223.1720
|
Pat Becker Sr.
|
$2.6b
|
28
|
1976
|
|
|
|
|
|
5
|
Ferguson Wellman Capital Management
|
888 S.W. Fifth Ave., Ste. 1200
|
James H. Rudd
|
$1.7b
|
7
|
Diversified portfolios consisting of individual securities;
personalized investment strategies including equity,
equity-income, international, REITs, and strategic
opportunities
|
|
|
|
fergusonwellman.com
|
Portland 97204 503.226.1444
|
Steven J. Holwerda
|
$2.7b
|
34
|
1975
|
|
|
|
|
|
6
|
Pioneer Trust Bank NA
|
P.O. Box 2305
|
Michael S. Compton
|
$670.0m
|
|
Personal trusts, inv. mgmt., qualified ret. plans, IRAs,
conservatorships, estate mgmt., custom/agency accts.,
securities safekeeping, charit. trusts
|
$300k
|
|
|
pioneertrustbank.com
|
Salem 97308 503.363.3136
|
Alan C. Bennett
|
$670.0m
|
30
|
1924
|
|
|
|
|
|
7
|
Deschutes Investment Advisors
|
1211 S.W. Fifth Ave., Ste. 2830
|
Bryn Torkelson
|
$645.9m
|
1
|
Comprehensive financial planning and wealth management,
corporate retirement plan consulting, retirement income
solutions, strategic solutions for business owners
|
$500k
|
|
|
deschutesadvisors.com
|
Portland 97204 503.223.2500
|
Ember Martin
|
$661.1m
|
12
|
1997
|
|
|
|
|
|
8
|
Key Private Bank/Key Investment Services
|
1211 S.W. Fifth Ave., Ste. 560
|
Katharine Coakley
|
$600.0m
|
2
|
Wealth management, trust services, investment management,
brokerage services, retirement planning, financial planning
and insurance services
|
|
|
|
key.com
|
Portland 97204 800.790.7620
|
Martin Anderson
|
$84.7b
|
32
|
1924
|
|
|
|
|
|
9
|
The H Group
|
3395 S.W. Garden View Ave.
|
Brent Hicks
|
$510.0m
|
16
|
Full-service firm specializing in retirement/estate
planning; inv. philosophy based on strategic asset
allocation to minimize risk/conserve principal
|
|
|
|
thehgroup.com
|
Portland 97225 503.292.5853
|
|
$530.0m
|
20
|
1991
|
|
|
|
|
|
10
|
Union Bank of California NA
|
407 S.W. Broadway
|
Gene d'Autremont
|
$500.0m
|
4
|
Private wealth planning; customized investment management;
self-directed portfolios; special assets; living,
testamentary, charitable and special needs trusts;
nonprofits; commercial and private banking
|
$500k
|
|
|
unionbank.com
|
Portland 97205 503.225.2903
|
Mike Hart
|
$20.8b
|
56
|
1882
|
|
|
|
|
|
11
|
Northwest Capital Management
|
10300 S.W. Greenburg Rd., Ste. 487
|
Fred Payne
|
$485.0m
|
5
|
Fiduciary, investment and consulting services for qualified
retirement plans and private clients
|
$200k
|
|
|
NWCapital.com
|
Portland 97223 503.244.0440
|
|
$776.1m
|
15
|
1998
|
|
|
|
|
|
12
|
Willamette Financial Group LLC
|
3550 Liberty Rd. South, Ste. 230
|
Alan B. Koloen
|
$436.2m
|
32
|
Fully integrated financial planning; insurance and
financial products
|
$50k
|
|
|
wfgadvisors.com
|
Salem 97302 503.566.7266
|
Desiree Headings
|
$529.0m
|
46
|
2003
|
|
|
|
“Boomers are getting much smarter. It’s not
just ‘make me a 25% return.’ They’re
thinking about the whole picture: their home, pension,
estate plan, kids’ college and, of course,
retirement. Many people are looking for moderate risk and
not hit-it-out- of-the-park returns. You can’t
recover when you strike out in your mid-fifties. Maybe
we’re getting older and wiser.”
CHARLENE CARTER, PRESIDENT, CARTER &
CARTER FINANCIAL, EUGENE
|
|
|
13
|
Carter & Carter Financial
|
260 Country Club Rd. Ste. 230
|
Charlene Carter
|
$400.0m
|
3
|
Full-service financial and tax planning, asset allocation
and diversification strategies, retirement income
specialists
|
|
|
|
carterandcarter.com
|
Eugene 97401 541.683.2900
|
|
$400.0m
|
17
|
1980
|
|
|
|
|
|
14
|
South Valley Wealth Management
|
810 Main St.
|
Martin R. Ledgerwood
|
$371.0m
|
3
|
|
NA
|
|
|
southvalleywealth.com
|
Klamath Falls 97601 541.882.5488
|
|
$371.0m
|
15
|
1984
|
|
|
|
|
|
15
|
Vista Capital Partners
|
9755 S.W. Barnes Rd., Ste. 595
|
Michael J. O’Reilly
|
$350.0m
|
6
|
Fee-only investment advisor focusing on wealth management
and personal asset management for individuals and local
institutional clients
|
$1m
|
|
|
vistacp.com
|
Portland 97225 503.772.9500
|
Douglas E. Johanson
|
$380.0m
|
8
|
2001
|
|
|
|
|
|
16
|
Coldstream Capital Management
|
111 S.W. Fifth Ave., Ste. 4100
|
Kori Allen
|
$300.0m
|
1
|
Multi-client family office providing comprehensive and
integrated wealth management services for individuals and
families of significant wealth
|
$2m
|
|
|
coldstream.com
|
Portland 97204 503.223.5358
|
Matt Bader
|
$1.2b
|
8
|
1996
|
|
|
|
|
|
16
|
The BMG Group @ Morgan Stanley
|
1001 S.W. Fifth Ave., Ste. 2200
|
Sean Gabrio
|
$300.0m
|
2
|
Financial planning, alternative investments, executive
comp. plans; special focus on assisting business owners,
physicians and corporate executives
|
$1m
|
|
|
morganstanley.com
|
Portland 97204 866.882.5840
|
Jim Mead
|
$310.0m
|
7
|
1997
|
|
|
|
|
|
16
|
Wealth Advisors LLC
|
5665 S.W. Meadows Rd., Ste. 200
|
Scott Barchus
|
$300.0m
|
9
|
Personal financial planning, estate planning, business
transitions, high-net worth investment management, business
valuation, bundled 401(K) services
|
$1m
|
|
|
wealthadvisors.com
|
Lake Oswego 97035 503.620.5329
|
Toby Daniels
|
$425.0m
|
15
|
2000
|
|
|
|
|
|
19
|
Financial Reserve Investors
|
12725 S.W. 66th Ave., Ste. 102
|
Gregory A. Parrott
|
$273.0m
|
5
|
Personal economic advisors, CPAs and ChFCs on staff;
13-part comprehensive planning program
|
$50k
|
|
|
financialreserve.com
|
Portland 97223 503.624.4600
|
Steven M. Fain
|
$410.0m
|
12
|
1985
|
|
|
|
|
|
20
|
Pacific Investment Advisors
|
1211 S.W. Fifth Ave., Ste. 1050
|
David J. Reichle
|
$250.0m
|
1
|
Fee-only asset mgmt. for taxable accounts, retirement plans
and foundations, customized portfolios, comprehensive
financial/retirement planning, hourly consultations
|
$1m
|
|
|
pia-invest.com
|
Portland 97204 503.221.7595
|
Kathleen J. Kee
|
$275.0m
|
5
|
1997
|
|
|
|
|
|
21
|
The JS Group - Citi / Smith Barney
|
805 S.W. Broadway, Ste. 2300
|
William J. Schwartz
|
$200.0m
|
|
Wealth management,financial planning, investment advisory,
asset allocation, estate planning, trust services,
corporate retirement plan services
|
|
|
|
|
Portland 97205 503.221.7600
|
Brian C. Joelson
|
$220.0m
|
5
|
|
|
|
|
|
|
22
|
Northwest Investment Counselors LLC
|
340 Oswego Pointe Dr., Ste. 104
|
Mark Scarlett, Nancy
|
$160.0m
|
|
Individuals, endowments/ foundations and ret. plans; range
of services including long-term capital appreciation in
equity markets and capital preservation in bond markets
|
$500k
|
|
|
nwic.net
|
Lake Oswego 97034 971.404.0179
|
Karwin, Matt Roehr
|
|
6
|
1998
|
|
|
|
|
|
|
|
23
|
CMC Advisers
|
4800 S.W. Macadam Ave., Ste. 305
|
David Morganstern
|
$150.0m
|
4
|
Customized personal svcs.; life and wealth mgmt. primarily
for specialty physicians and small business owners;
specializing in retirement and tax-efficient institutional
portfolio mgmt.
|
$750k
|
|
|
cmcadvisers.com
|
Portland 97239 503.227.5284
|
Marilyn R. Bergen
|
$185.0m
|
8
|
1996
|
|
|
|
|
|
24
|
Rosenbaum Financial LLC
|
1675 S.W. Marlow Ave., Ste. 401
|
Mark Rosenbaum
|
$147.0m
|
1
|
Business planning: qualified and non-qual. plan design,
profit-sharing, supplemental exec. comp., group insurance;
individual retirement, estate/business succession
|
NA
|
|
|
rosenbaumfinancial.com
|
Portland 97225 503.352.1300
|
Fred Rosenbaum
|
$159.7m
|
12
|
|
|
|
|
|
|
25
|
Chinook Capital Management LLC
|
4380 S.W. Macadam Ave., Ste. 250
|
Greg Houser
|
$145.8m
|
1
|
Fee-only asset management for individuals, institutions,
foundations, endowments, and retirement plans; financial
planning; small-cap growth equity management for
institutions
|
$750k
|
|
|
chinookcapital.com
|
Portland 97239 503.228.1116
|
Rick Schmidt
|
$336.7m
|
9
|
1997
|
|
|
|
|
|
26
|
Empirical Wealth Management LLC
|
9755 S.W. Barnes Rd., Ste. 210
|
Jack Monteith
|
$137.0m
|
2
|
Comprehensive financial planning, asset allocation and
retirement strategies
|
$5m
|
|
|
empiricalwm.com
|
Portland 97225 503.808.9005
|
Melissa D. McDermott
|
$425.0m
|
5
|
2005
|
|
|
|
|
|
27
|
Consolidated Financial Management Corp.
|
1915 N.W. AmberGlen Pkwy., Ste. 150
|
Leonard T. Berard
|
$130.0m
|
3
|
Customized financial plans for corporate executives, small
business owners and professionals
|
$250k
|
|
|
lpl.com/cfmplanners
|
Beaverton 97006 503.844.9146
|
Kristy A. Motta
|
$130.0m
|
5
|
1982
|
|
|
|
|
|
28
|
Oregon Pacific Financial Services
|
733 Highway 101
|
David Littlejohn
|
$120.0m
|
4
|
Fee-based asset management; personal financial planning;
customized wealth accumulation, preservation and transfer
strategies
|
$100k
|
|
|
opbc.com
|
Florence 97439 541.997.3090
|
Bruce Bjerke
|
$160.0m
|
6
|
1997
|
|
|
|
|
|
29
|
Hurley Financial Group
|
111 S.W. Fourth St.
|
Dorann A. Hurley
|
$111.5m
|
1
|
Registered investment advisory firm specializing in
retirement planning
|
$250k
|
|
|
hurleyfinancial.com
|
Corvallis 97333 541.757.2331
|
Megan E. Schneider
|
$131.2m
|
6
|
1987
|
|
|
|
|
|
30
|
Arcadia Investment Advisors LLC
|
1601 Officers Row
|
Richard A. Teutsch
|
$106.0m
|
1
|
|
$250k
|
|
|
arcadiaia.net
|
Vancouver 98661 360.823.0477
|
Robert Pool
|
$168.0m
|
1
|
1995
|
|
|
|
|
|
31
|
Peregrine Asset Advisers
|
One S.W. Columbia St., Ste. 1680
|
Daniel S. Botti
|
$100.0m
|
3
|
Customized investment management for individuals and groups
|
$100k
|
|
|
peregrineaa.com
|
Portland 97258 503.459.4651
|
|
$175.0m
|
3
|
2001
|
|
|
|
|
|
32
|
Ascent Capital Management LLC
|
975 S.W. Colorado, Ste. 200
|
Scott Agnew
|
$96.0m
|
5
|
Independent registered investment advisor offering
integrated financial planning and investment management
services
|
|
|
|
ascentcap.com
|
Bend 97702 541.382.4847
|
John Harrigan
|
$101.0m
|
6
|
2001
|
|
|
|
|
|
33
|
Allen Trust Co./Allen Capital Mgmt.
|
121 S.W. Morrison St., Ste. 875
|
Stuart B. Allen
|
$82.0m
|
10
|
Corporate trust services and investment management of
securities, unique assets, and real estate for individuals
and charitable organizations
|
$500k
|
|
|
allentrust.com/allencapital.com
|
Portland 97204 503.292.1041
|
William Harris
|
$1.2b
|
18
|
2000
|
|
|
|
|
|
34
|
The Legacy Group Ltd.
|
2720 Commercial St. S.E., Ste. 260
|
Ronald W. LeBlanc, CFP
|
$80.0m
|
2
|
Wealth management and financial planning advice on a
fee-only basis
|
$500k
|
|
|
thelegacygroup.com
|
Salem 97302 503.581.6020
|
W. Ray Sagner, CFP
|
$85.0m
|
3
|
1984
|
|
|
|
|
|
35
|
McDonald Franceschi LLC
|
520 S.W. Yamhill St., Ste. 500
|
Bernard P. Franceschi
|
$65.0m
|
3
|
Fee-only, comprehensive financial planning on consult basis
and ongoing asset management services; transition
strategies
|
$250k
|
|
|
mcdfran.com
|
Portland 97204 503.827.8591
|
James R. McDonald
|
$70.0m
|
4
|
2001
|
|
|
|
|
|
36
|
CCB Financial Services
|
38975 Proctor Blvd./P.O. Box 38
|
Robert J. Rockwell
|
$50.0m
|
1
|
Estate planning, retirement planning, rollovers, IRAs,
stocks, bonds, mutual funds, insurance, fee-based financial
planning and asset mgmt.
|
$5k
|
|
|
clackamascountybank.com
|
Sandy 97055 503.668.2530
|
Lynn Proctor
|
$50.0m
|
2
|
1994
|
|
|
|
|
|
37
|
Northwest Financial
|
711 Chemawa Rd. N.E.
|
Rick J. Roemer
|
$49.0m
|
1
|
Retirement planning, managing risk, income distribution
planning, financial coaching, life planning
|
$50k
|
|
|
mycfp.com
|
Keizer 97303 503.390.8011
|
|
$52.0m
|
3
|
1984
|
|
|
|
|
|
38
|
MCS Financial Advisors
|
360 E. 10th Ave., Ste. 200
|
Michael C. Stalker, James C.
|
$43.3m
|
2
|
Independent, fee-only wealth management firm specializing
in hard-to-break strategies for high-net-worth clients
|
$1m
|
|
|
mcsfa.com
|
Eugene 97401 541.345.7023
|
Tarvin, Jeffrey B. Yomada
|
$107.7m
|
5
|
1991
|
|
|
|
|
|
39
|
Birch & Jossi Financial Advisors
|
9200 S.E. Sunnybrook Blvd., Ste. 210
|
Raymond Birch
|
$28.0m
|
0
|
Independent fee-based firm; unbiased investment selection
process; diversified portfolios
|
$250K
|
|
|
birchandjossi.com
|
Clackamas 97015 503.654.5100
|
Steve Jossi
|
$32.0m
|
2
|
1995
|
|
|
|
|
|
40
|
Investment Alliance
|
Clackamas Town Center/11050 S.E. 105th
|
Ginny Brewster
|
$26.0m
|
1
|
Retirement and college planning, business pension plans,
IRA, ROTH, maximizing net worth
|
$350
|
|
|
financial-prosperity.com
|
Portland 97266 503.794.2737
|
|
|
1
|
1983
|
|
|
|
|
|
41
|
Russell D. Francis, CPA, PC
|
14050 S.W. Pacific Hwy., Ste. 212
|
Russell D. Francis
|
$10.0m
|
2
|
Fee-only investment management; comprehensive financial,
tax and estate planning
|
$500k
|
|
|
rdfranciscpa.com/financialplanning
|
Tigard 97224 503.684.6116
|
|
$10.0m
|
1
|
2003
|
